Approval for introduction of securities

Regulating introduction of securities<br>

  • Purpose: Regulating introduction of securities<br>
  • Application Fees: 25,000,000 Ugx<br>
  • License Fee: Nil
  • Maximum Processing Time: 45 Days
  • Related Websites: <a href="http://www.cmauganda.co.ug">www.cmauganda.co.ug</a>
  • Validity: 1 Year
  • Contact Office: <a href="http://www.cmauganda.co.ug">Capital Markets Authority</a>
  • Renewal Fee: N/A
  • License Type: License
  • Legal Basis: The Capital Markets Authority (Amendment) Act, 2016. The Capital Markets (Prospectus Requirements) Regulations. The Capital Markets (Cross Border Introductions) Regulations.
  • <ul><li>An information memorandum.</li><li>A letter of "No Objection" from the applicant's primary regulator.</li><li>&nbsp;A letter of "No Objection" from the applicant's primary exchange.</li><li>In the case where the applicant is a bank or an insurance company or any other regulated corporate body, a letter of "No Objection" from the relevant regulatory authority and</li><li>Proof of payment of the prescribed fees.<br></li></ul>